Scoreboard

Rankings are current year-to-date and based on assets recruited, assets of departing advisors and net new assets of hires minus assets of those who have left. Data based on publicly available moves as listed in the Recruiting Wire.

Recruiting Winners
AUM ($ MLN)
1. Cetera
$15,121
2. Raymond James
$11,021
3. Focus Financial
$9,575
4. Merrill Lynch
$8,996
5. LPL Financial
$8,714
Recruiting Losers
AUM ($ MLN)
1. Merrill Lynch
$26,690
2. LPL Financial
$20,869
3. UBS
$17,930
4. Wells Fargo
$17,804
5. Morgan Stanley
$15,831
Recruiting Champs (net)
AUM ($ MLN)
1. Cetera
$13,082
2. Focus Financial
$9,575
3. Raymond James
$9,231
4. First Republic
$5,250
5. Ameriprise
$4,993

Recruiting Wire

Source: x3mdot reporting, BrokerCheck data, other publications and announcements since January 1, 2016. Transitions are listed as they are made public.

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Search:
New Firm: Wells Fargo
Old Firm: Raymond James
Name: Mark Lazar
AUM: $265M
T12:
Location: Salt Lake City, Utah
Move Date: 10/19/2017
New Firm: Ameriprise
Old Firm: Merrill Lynch
Name: David Schrader and Frank DeFranco
AUM: $143M
T12:
Location: Saddle Brook, NJ
Move Date: 10/13/2017
New Firm: RBC
Old Firm: UBS
Name: Allen Langer, J. Fredrick Martinez, and Marnie Rose
AUM: $231M
T12:
Location: Tucson, AZ
Move Date: 11/03/2017
New Firm: DFPG Investments
Old Firm: American Financial Network
Name: American Financial Network
AUM: $336M
T12:
Location: Calabasas, CA
Move Date: 11/09/2017
New Firm: RBC
Old Firm: Morgan Stanley
Name: Dan Sherman
AUM: $180M
T12:
Location: Sewickley, PA
Move Date: 11/02/2017
New Firm: Janney Montgomery Scott
Old Firm: Morgan Stanley
Name: Nicholas E. Shevland
AUM:
T12:
Location: Greenville, DE
Move Date: 11/02/2017
New Firm: Janney Montgomery Scott
Old Firm: Morgan Stanley
Name: Jeffrey D. Tidwell
AUM:
T12:
Location: Greenville, DE
Move Date: 11/02/2017
New Firm: Janney Montgomery Scott
Old Firm: Morgan Stanley
Name: Daniel D. Tidwell
AUM:
T12:
Location: Greenville, DE
Move Date: 11/02/2017
New Firm: Janney Montgomery Scott
Old Firm: Morgan Stanley
Name: Victoria Ricker
AUM:
T12:
Location: Ft. Lauderdale, FL
Move Date: 11/02/2017
New Firm: Janney Montgomery Scott
Old Firm: Morgan Stanley
Name: Colleen MacKenzie-Doino
AUM:
T12:
Location: Melville, NY
Move Date: 11/02/2017
New Firm: Janney Montgomery Scott
Old Firm: Morgan Stanley
Name: Edward J. Duffy, Jr.
AUM:
T12:
Location: Greenville, DE
Move Date: 11/02/2017
New Firm: Janney Montgomery Scott
Old Firm: Merrill Lynch
Name: Matthew J. Cramer
AUM:
T12:
Location: Williamsport, PA
Move Date: 11/02/2017
New Firm: RBC
Old Firm: Wells Fargo
Name: Alfred L. Hobgood, III, Alfred L. Hobgood, IV, and A. Harrison Peatross
AUM: $182M
T12:
Location: Raleigh, NC
Move Date: 11/02/2017
New Firm: Davenport & Co.
Old Firm: Wells Fargo
Name: Steven Martin, Rebecca Robertson, Thomas Gee Jr., and William Horan
AUM:
T12:
Location: Richmond, VA
Move Date: 10/25/2017
New Firm: RBC
Old Firm: Merrill Lynch
Name: Larry Lytle
AUM: $115M
T12: $700K
Location: Phoenix, AZ
Move Date: 10/03/2017
New Firm: Steward Partners
Old Firm: Wells Fargo
Name: Ted Larson
AUM: $115M
T12: $1.2M
Location: Paramus, NJ
Move Date: 11/02/2017
New Firm: Steward Partners
Old Firm: Wells Fargo
Name: Robert Baker, Edmund Iannaccone, and Paul Sarama
AUM: $285M
T12: $3M
Location: Paramus, New Jersey
Move Date: 11/02/2017
New Firm: Prospera Financial Services
Old Firm: Edward Jones
Name: Jay Slouffman
AUM: $186M
T12: $1.1M
Location: Mason, OH
Move Date: 11/03/2017
New Firm: Raymond James
Old Firm: Edward Jones
Name: Steve Wray
AUM: $75M
T12: $500K
Location: Centerville, OH
Move Date: 07/03/2017
New Firm: First Republic
Old Firm: JPMorgan Chase & Co.
Name: Jeff Sherman and Arthur Karabelas
AUM: $400M
T12: $3M
Location: Boston, MA
Move Date: 11/03/2017
New Firm: RBC
Old Firm: Morgan Stanley
Name: Paul Hendershot and Carsten Frederickson
AUM: $140M
T12:
Location: Dallas, TX
Move Date: 11/02/2017
New Firm: Robert W. Baird
Old Firm: Morgan Stanley
Name: Cecil Gene Jester and Cort Bennett
AUM: $210M
T12:
Location: Chapel Hill, NC
Move Date: 11/27/2017
New Firm: Raymond James
Old Firm: Ameriprise
Name: David Katz
AUM: $100M
T12:
Location: Boca Raton, FL
Move Date: 10/13/2017
New Firm: Janney Montgomery Scott
Old Firm: Raymond James
Name: Thomas Paz
AUM:
T12:
Location: Miami, FL
Move Date: 11/01/2017
New Firm: RBC
Old Firm: Wells Fargo
Name: George Dominello and William Dominello
AUM: $395M
T12:
Location: Farmington, CT
Move Date: 10/30/2017
New Firm: Stifel Nicolaus & Co.
Old Firm: Morgan Stanley
Name: Steve Dailey
AUM: $100M
T12:
Location: Bozeman, MT
Move Date: 10/19/2017
New Firm: Stifel Nicolaus & Co.
Old Firm: Morgan Stanley
Name: Mark P. Sullivan
AUM: $105M
T12:
Location: Gainesville, FL
Move Date: 10/25/2017
New Firm: Stifel Nicolaus & Co.
Old Firm: Morgan Stanley
Name: Frederic Shibel
AUM: $125M
T12:
Location: Skaneateles, NY
Move Date: 10/23/2017
New Firm: JPMorgan Chase & Co.
Old Firm: Morgan Stanley
Name: Robert S. Gilman, Robert Kushel, Jed A Morton and David Stanford
AUM: $1.6B
T12: $5M
Location: New York, NY
Move Date: 10/25/2017
New Firm: Raymond James
Old Firm: Merrill Lynch
Name: Phillip May
AUM:
T12:
Location: Walnut Creek, CA
Move Date: 09/29/2017
New Firm: Morgan Stanley
Old Firm: UBS
Name: Brian Sharpes
AUM:
T12:
Location: San Francisco, CA
Move Date: 10/18/2017
New Firm: Merrill Lynch
Old Firm: Morgan Stanley
Name: Deborrah Lindsay
AUM:
T12:
Location: Princeton, NJ
Move Date: 10/10/2017
New Firm: Merrill Lynch
Old Firm: Morgan Stanley
Name: Joseph Nelligan
AUM:
T12:
Location: Princeton, NJ
Move Date: 09/22/2017
New Firm: Merrill Lynch
Old Firm: Morgan Stanley
Name: Michael Barna
AUM:
T12:
Location: Princeton, NJ
Move Date: 09/15/2017
New Firm: Merrill Lynch
Old Firm: Morgan Stanley
Name: James Bumstead
AUM:
T12:
Location: Princeton, NJ
Move Date: 09/18/2017
New Firm: Purshe Kaplan Sterling Investments
Old Firm: D.A. Davidson & Co.
Name: Richard Tschetter, David Tschetter, and Dustin Brumbaugh
AUM:
T12:
Location: Bellevue, WA
Move Date: 10/06/2017
New Firm: Purshe Kaplan Sterling Investments
Old Firm: Morgan Stanley
Name: Shawn Mauro
AUM:
T12:
Location: Southborough, MA
Move Date: 10/06/2017
New Firm: Hightower
Old Firm: Merrill Lynch
Name: Kevin R. Keith
AUM: $230M
T12:
Location: Lebanon
Move Date: 10/06/2017
New Firm: Moors & Cabot
Old Firm: Morgan Stanley
Name: Michael Kurka
AUM:
T12:
Location: Alexandria, VA
Move Date: 10/20/2017
New Firm: Hightower
Old Firm: JPMorgan Chase & Co.
Name: Marc Schachtman
AUM: $500M
T12:
Location: Miami, FL
Move Date: 10/04/2017
New Firm: Merrill Lynch
Old Firm: JPMorgan Chase & Co.
Name: Maurice Storch and Mark Mattingly
AUM:
T12: $1.5M
Location: Menlo Park, CA
Move Date: 09/28/2017
New Firm: Purshe Kaplan Sterling Investments
Old Firm: Morgan Stanley
Name: Bradley C. Barnes
AUM: $200M
T12:
Location: Bakersfield, CA
Move Date: 07/28/2017
New Firm: Cetera
Old Firm: Oppenheimer
Name: Jonathan Bever
AUM:
T12:
Location: Bellevue, WA
Move Date: 09/19/2017
New Firm: Janney Montgomery Scott
Old Firm: Raymond James
Name: Fady C. Maghak
AUM: $200M
T12:
Location: Miami, FL
Move Date: 09/22/2017
New Firm: RBC
Old Firm: Morgan Stanley
Name: Doug Sharon and Carey Bosch
AUM: $1B
T12:
Location: Miami, FL
Move Date: 07/18/2017
New Firm: Raymond James
Old Firm: Morgan Stanley
Name: Wayne Green and Therese Green
AUM: $170M
T12:
Location: Houston, TX
Move Date: 05/26/2017
New Firm: Raymond James
Old Firm: RBC
Name: Gerald Boesen
AUM:
T12:
Location: Des Moines, IA
Move Date: 09/15/2017
New Firm: Raymond James
Old Firm: FBT Investments
Name: FBT Investments
AUM: $240M
T12: $1.4M
Location: New Orleans, LA
Move Date: 08/14/2017
New Firm: Robert W. Baird
Old Firm: Wells Fargo
Name: Ken Williams
AUM: $150M
T12:
Location: Nashville, TN
Move Date: 08/18/2017
New Firm: Robert W. Baird
Old Firm: Morgan Stanley
Name: Thomas Marchal
AUM: $175M
T12:
Location: Chicago, IL
Move Date: 09/15/2017